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Compliance Lead, Instantia (Forex Exchange)

OfficialBusiness SupportLegal24-INP-1977
locationsingapore
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Mô tả công việc

Key accountabilities:
  • Act as Head of Compliance and AML/CFT Compliance Officer for Singapore office.
  • Act as a key member of the Compliance Committee.
  • Foster a compliance culture at the company, promote the compliance and risk awareness of every employee.
  • As the contact person with the regulators for the company and to ensure company registration detail with the regular are up to date.
  • Oversees the compliance operational processes and monitor the adequacy and effective application of the internal processes and procedures.
Key Deliverables:
  • Oversees the development and implementation of compliance framework including the compliance policies and AML/CFT Policy in the SG business.
  • Establish and maintain an appropriate system of internal control with regard to the scope, scale, nature and complexity of the risks faced by the company.
  • Arrange and track the compliance training for every employee in the SG.
  • Support the business with compliance advisory, clarifying and explaining the regulatory requirements.
  • Carry out Risk Assessment for money laundering and terrorism financing risks. Assess inherent risks, control efficacy, residual risk and recommend appropriate mitigation actions across all regions globally.
  • Ensure the alignment and implementation of the company policies and procedures across the group in all regions globally.
  • Responsible for investigation of potential suspicious activities and submitting suspicious activity reports to local regulators.
  • Perform regular compliance controls testing and assess the effectiveness of the controls as well as deciding whether new controls or remediation is required.
  • Prepare and maintain annual compliance plan and follow up on the actions in the plan.
  • Perform periodic regular review of existing policies and procedures as to ensure they are effective and up to date and compliance with current regulations and guidelines.
  • Maintain and manage the compliance registers including gifts and entertainment, conflicts of interest, breach reporting and complaint registers.

Yêu cầu

  • Strong knowledge and experience in managing local regulatory requirements;
  • Working knowledge and experience with the regulatory requirements and obligations in SG for FX and/or remittance business;
  • Deep understanding of the regulatory environment and best practices in the Singapore market;
  • Knowledge of international Compliance regulations and international practices is highly regarded;
  • Ability to research laws and regulations and provide advice on their applicability within a given environment;
  • Excellent detailed-oriented skill set;
  • Positive attitude towards colleagues and the organisation to ensure seamless communication;
  • Good knowledge of local and international Economic Sanctions laws and regulations;
  • Knowledge of the AML/CFT regime in SG with exposures to requirements such as KYC, reporting, Sanctions risks, and Anti-Bribery and corruption regulations;
  • Strong analytical and problem-solving capabilities;
  • Educated to degree level and professional certification in compliance;
  • Ability to work under pressure;