Compliance Lead, Instantia

Key Deliverables:

• Contribute to the development and implementation of compliance framework including the compliance policies and AML/CFT Policy in the SG business.
• Maintain and enhance compliance systems and controls with regards to the scope, scale, nature and complexity of the risks faced by the company.
• Plan, coordinate and monitor compliance training program for all Singapore employee.
• Support the business with compliance advisory, clarifying and explaining the regulatory requirements.
• Carry out Risk Assessment for money laundering and terrorism financing risks. Assess inherent risks, control efficacy, residual risk and recommend appropriate mitigation actions across all regions globally.
• Ensure the alignment and consistent implementation of group policies and procedures across all global regions.
• Lead investigations into potential suspicious activities and file suspicious transaction reports with relevant regulators as required.
• Perform regular compliance controls testing and assess the effectiveness of the controls and recommend enhancements or remediation where necessary.
• Develop, maintain and monitor the annual compliance plan, ensuring timely completion of planned activities and follow-up actions.
• Perform periodic regular review of policies and procedures as to ensure they are effective and up to date and compliance with current regulations and guidelines.
• Maintain and oversee various compliance registers including gifts and entertainment, conflicts of interest, breach reporting and complaint registers.